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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| NM | RA | APPROVED | 2017-05-12 |
Branch Locations
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 04/2015 | 12/2016 |
| Bbva Securities Inc. | Albuquerque | NM | 04/2015 | 12/2016 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 06/2015 | 12/2016 |
| Morgan Stanley | Albuquerque | NM | 12/2016 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-20 |
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