Kari H Stoltz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1991 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 11/2013 → Present
  Bank Of America, N.A.
  Raleigh, NC

Other Businesses

I*428678For profit or not for profit: Name of outside business organization: D. D. Park ConservancyInvestment related: NoAddress of business: Raleigh, North Carolina, 27603Position, title, association: Board memberStart date of relationship: 10/2028Number of hours devoted: Number of hours devoted during trading hours: Duties: Non profit that partners with the City of Raleigh to build a public park for the region I*510161For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NAddress of business: Raleigh, North Carolina, 27608Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/20/2021Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*510165For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NoAddress of business: Raleigh, North Carolina, 27608Position, title, association: Co-owner with other family membersStart date of relationship: 7/20/2021Number of hours devoted: 1 hour YearlyNumber of hours devoted during trading hours: 0Duties: I*510166For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NoAddress of business: Raleigh, North Carolina, 27608Position, title, association: Co-owner with other family members, Start date of relationship: 7/20/2021Number of hours devoted: 1 hour YearlyNumber of hours devoted during trading hours: 0Duties: I*931235For profit or not for profit: Name of outside business organization: Rental Property 2Investment related: NoAddress of business: Bald Head Island, North Carolina, 28461Position, title, association: Co-owner with other family members, Start date of relationship: 7/25/2022Number of hours devoted: 1 hour MonthlyNumber of hours devoted during trading hours: 0Duties: I*: 2231277Entity Type: CharitableName of OBA: NC Museum of History FoundationAddress: Raleigh, NC 27601Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 06/05/2025Number of Hours: 20 hrs annuallyNumber of Hours during trading: 20 hrs annuallyDuties: Board member I*2231276, Entity Type: , Name of OBA: NC Chamber, Address: Raleigh, North Carolina, 27607, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 03/25/2025, No Hours: 12 Yearly, No Hours during Trading: 1 Yearly, Duties: Board Member I will attend three board meetings a year and provide a report to the NC market presidents and leadership about the work the Chamber is doing in NC. The North Carolina Chamber is an organization whose mission is to: research, develop, advocate, and communicate for solutions and policies that produce a nationally competitive business climate in North Carolina. I*1844340, Entity Type: Entity Charitable, Name of OBA: University of North Carolina at Chapel Hill, Address: Chapel Hill, North Carolina, 27599, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/01/2024, No Hours: 30 Yearly, No Hours during Trading: 15 Yearly, Duties: This is purely an advisory board (the Board of Trustees is the governance for the University and Board of Governors governs the the UNC system.) As board member for the Board of Visitors, I will simply serve as an ambassadors to inform their communities about the University's priorities and, in turn, educate the University about how it can best serve those communities

Exams

• S66 Uniform Combined State Law Examination
  2014-01-22

Other Names

• Kari Lynn Howe
• Kari Chastain Howe
• Kari Howe Stoltz