Tracy Baluyot

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 11/2025
  J.P. Morgan Securities, Llc
  Rockville Centre, NY
• 08/2016 → 07/2021
  J.P. Morgan Chase Bank, N.A.
  Fresh Meadows, NY
• 07/2021 → 11/2025
  J.P. Morgan Chase Bank, N.A.
  Rockville Centre, NY
• 11/2025 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY

Previous Registrations

• 2022-03-25 → 2025-11-16
  J.P. Morgan Securities Llc
  Rockville Centre, NY
  Rockville Centre, NY
  Mineola, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-03-25
• S63 Uniform Securities Agent State Law Examination
  2013-12-12

Other Names

• Tracy Williams
• Tracy L Williams
• Tracy Lynn Williams
• Tracy Lynn Baluyot