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Tracy Baluyot

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-14
TX RA APPROVED 2025-11-14
  • NY RA
    APPROVED
    Since 2025-11-14
  • TX RA
    APPROVED
    Since 2025-11-14

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities, Llc Rockville Centre NY 07/2021 11/2025
J.P. Morgan Chase Bank, N.A. Fresh Meadows NY 08/2016 07/2021
J.P. Morgan Chase Bank, N.A. Rockville Centre NY 07/2021 11/2025
Morgan Stanley Smith Barney Llc New York NY 11/2025 Present
  • 07/2021 → 11/2025
    J.P. Morgan Securities, Llc
    Rockville Centre, NY
  • 08/2016 → 07/2021
    J.P. Morgan Chase Bank, N.A.
    Fresh Meadows, NY
  • 07/2021 → 11/2025
    J.P. Morgan Chase Bank, N.A.
    Rockville Centre, NY
  • 11/2025 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
S63 Uniform Securities Agent State Law Examination 2013-12-12
  • S66 Uniform Combined State Law Examination
    2022-03-25
  • S63 Uniform Securities Agent State Law Examination
    2013-12-12
Other Names
  • Tracy Williams
  • Tracy L Williams
  • Tracy Lynn Williams
  • Tracy Lynn Baluyot

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARKADIOS WEALTH ADVISORS
CETERA INVESTMENT ADVISERS LLC
BRIXTON CAPITAL WEALTH ADVISORS, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LESLIE MARIE GIORDANO

Other Investors

TIMOTHY J TASSO
DAWN MARIE EGGERS
DAVID BRIAN CARPENTIER
Alexander Oliner
JULIA BATTAGLIA
Sei il im
ELLEN M CHAN
Jesse M Silver

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

More in Garden City, NY

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