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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-07-25 |
Branch Locations
2442 Louisiana Blvd Ne, Albuquerque, NM 87110 • United States
1435 Loop 1604 West Suite 101, San Antonio, TX 78258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade Inc. | Albuquerque | NM | 11/2013 | 07/2019 |
| Td Ameritrade, Inc. | Albuquerque | NM | 02/2018 | 07/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 07/2019 |
| Charles Schwab & Co., Inc. | Albuquerque | NM | 07/2019 | Present |
| Charles Schwab Bank | Albuquerque | NM | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-08 |
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