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David Boerio

Edward Jones

Napa, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-06
CA RA APPROVED 2020-10-23
  • TX RA
    APPROVED_RES
    Since 2022-01-06
  • CA RA
    APPROVED
    Since 2020-10-23

Branch Locations

1834 Soscol Ave Suite B, Napa, CA 94559-1352 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Napa CA 10/2013 12/2016
Bank Of America, N.A. Napa CA 06/2014 12/2016
Bank Of The West Santa Rosa CA 12/2016 10/2020
Bancwest Investment Services, Inc Santa Rosa CA 12/2016 10/2020
Edward Jones St. Louis MO 10/2020 Present
  • 10/2013 → 12/2016
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Napa, CA
  • 06/2014 → 12/2016
    Bank Of America, N.A.
    Napa, CA
  • 12/2016 → 10/2020
    Bank Of The West
    Santa Rosa, CA
  • 12/2016 → 10/2020
    Bancwest Investment Services, Inc
    Santa Rosa, CA
  • 10/2020 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2016-12-27 → 2020-10-30
    Bancwest Investment Services, Inc.
    Santa Rosa, CA
    Sebastopol, CA
    Santa Rosa, CA
    Forestville, CA
    Healdsburg, CA
    Clearlake, CA
    Rohnert Park, CA
    Petaluma, CA
    Napa, CA
    Sonoma, CA
  • 2014-06-02 → 2016-12-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Napa, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-29
  • S66 Uniform Combined State Law Examination
    2014-05-29
Other Names
  • Dave Boerio
  • David Anthony Boerio
  • Boerio

View on SEC IAPD

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MORGAN STANLEY
HARRINGTON INVESTMENTS, INC.
LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
5T WEALTH, LLC
BENEFITS PLUS, LLC
CHARLES SCHWAB & CO., INC.

Other Investors

ERIC FLORES GONZALES
CYNTHIA LYNN VOTH
Fabiana A Filips
Katherine Engel
Wyatt Raymond Knippen
Beatriz Adriana Buenrostro
Austin P Fitzpatrick
Christopher Micco

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
MORGAN STANLEY · Napa, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA

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