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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-29 |
| WI | RA | APPROVED | 2015-12-10 |
Branch Locations
18500 W Corporate Drive Suite 100, Brookfield, WI 53045 • United States
Brookfield, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Brookfield | WI | 02/2015 | Present |
(1) NAME OF ENTITY: CATHOLIC COMMUNITY FOUNDATION; ADDRESS: 637 E ERIE ST, MILWAUKEE WI 53202; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT ENTITY THAT AIDES DONORS THEIR CHOSEN CAUSES; CAPACITY: BOARD OF DIRECTORS; START DATE: 07/2019; DUTIES: HELP THE INVESTMENT COMMITTEE PICK MANAGERS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1; (2) NAME OF ENTITY: Journey House Inc ADDRESS: 2110 W Scott St, Milwaukee, WI 53204 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: not for profit CAPACITY: Board of Directors START DATE: 1/3/2022 DUTIES: Meet to increase community awareness about foundation projects and programs as well as help out with a number of programs within the community provided through Journey House HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-10 |
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