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Christopher Aaron Lanctot

Capital Client Group, Inc.

Carmel, IN

San Antonio, TX

Fishers, IN

CRD 6265357

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-05-05
  • IN RA
    APPROVED
    Since 2017-05-05

Branch Locations

12711 N. Meridian Street, Carmel, IN 46032 • United States

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Carmel IN 12/2016 02/2019
American Funds Carmel IN 10/2013 12/2016
American Funds Carmel IN 02/2019 04/2024
American Funds Carmel IN 04/2024 Present
  • 12/2016 → 02/2019
    American Funds
    Carmel, IN
  • 10/2013 → 12/2016
    American Funds
    Carmel, IN
  • 02/2019 → 04/2024
    American Funds
    Carmel, IN
  • 04/2024 → Present
    American Funds
    Carmel, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-05
S63 Uniform Securities Agent State Law Examination 2017-03-13
  • S65 Uniform Investment Adviser Law Examination
    2017-05-05
  • S63 Uniform Securities Agent State Law Examination
    2017-03-13

View on SEC IAPD

Nearby Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.

Nearby Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY

Nearby Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN

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