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Robert Troy

Neuberger Berman Bd LLC

New York, NY

Ardmore, PA

CRD 6264781

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-03-28
NY RA APPROVED 2021-04-10
NJ RA APPROVED 2018-05-03
  • PA RA
    APPROVED
    Since 2022-03-28
  • NY RA
    APPROVED
    Since 2021-04-10
  • NJ RA
    APPROVED
    Since 2018-05-03

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Ardmore, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Radnor PA 10/2013 04/2018
Hartford Funds Management Company, Llc Radnor PA 06/2016 04/2018
Neuberger Berman New York NY 04/2018 Present
  • 10/2013 → 04/2018
    Hartford Funds Distributors, Llc
    Radnor, PA
  • 06/2016 → 04/2018
    Hartford Funds Management Company, Llc
    Radnor, PA
  • 04/2018 → Present
    Neuberger Berman
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-14
S63 Uniform Securities Agent State Law Examination 2014-01-29
  • S66 Uniform Combined State Law Examination
    2017-02-14
  • S63 Uniform Securities Agent State Law Examination
    2014-01-29
Other Names
  • Robert Troy
  • Robert Sweeney Troy

View on SEC IAPD

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