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335 Madison Ave., Suite 5H, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-06 |
| TX | RA | APPROVED | 2025-10-06 |
| NY | RA | APPROVED | 2022-11-03 |
Branch Locations
335 Madison Ave., Suite 5H, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Washington, D.C. | DC | 10/2013 | 10/2017 |
| Simplicity Financial Marketing | Raleigh | NC | 11/2017 | 05/2018 |
| Ncsu-Cvm | Raleigh | NC | 05/2018 | Present |
| Fruitful | New York | NY | 11/2022 | Present |
Andrew Rotz is the Founder, and CEO of Tide & Tempest Financial Planning, LLC. This activity amounts to less than 1 percent of his time during trading hours. Andrew Rotz is a Officer in the U.S. Navy Reserves, this activity amounts to 10 percent of his time during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-06 |
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