Michael Vincent Daly

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 11/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
• 11/2018 → 06/2019
  Ameriprise Financial Services, Inc
  Handerson, NV
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV
• 08/2019 → Present
  Bank Of America, N. A.
  Las Vegas, NV

Previous Registrations

• 2018-12-05 → 2019-06-11
  Ameriprise Financial Services, Llc
  Henderson, NV
  Las Vegas, NV
• 2014-03-06 → 2018-12-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Las Vegas, NV

Exams

• S66 Uniform Combined State Law Examination
  2014-02-20

Other Names

• Mike Daly
• Michael Vincent Daly
• Michael V Daly
• Michael Daly