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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-04-15
TX RA APPROVED_RES 2021-07-09
IL RA APPROVED 2014-03-05
  • SC RA
    APPROVED
    Since 2026-04-15
  • TX RA
    APPROVED_RES
    Since 2021-07-09
  • IL RA
    APPROVED
    Since 2014-03-05

Branch Locations

510 North State Street, Litchfield, IL 62056 • United States

Litchfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Litchfield IL 11/2013 03/2020
Ameriprise Financial Services, Llc Litchfield IL 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; 3154-3156 N. 15th Ave, 15 acres raw timber/pasture, Litchfield, IL, 62056; Not Investment-Related; 12/15/2025. Business Ownership; Lindenwood Partners; Shell company to run expenses through for Ameriprise proactice.; Financial planning; 510 N State, , Litchfield, IL, 62056; Investment-Related; 10/09/2020; 0 hours per month; 0 during trading hours. Board of Directors; HSHS Saint Francis Hospital Board; Board Member at large; 1215 Franciscan Dr, , Litchfield , IL, 62056; Not Investment-Related; 11/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / City of Litchfield Economic Development; Committee member; 120 E Ryder, , Litchfield, IL, 62056; Not Investment-Related; 12/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Elizabeth S. Baker Trust Fund Committee; Committees role is to determine how to distribute annual funds to benefit the local community.; 1201 W. UnionLitchfield, IL 62056, ,; ; 08/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-05
  • S66 Uniform Combined State Law Examination
    2014-03-05
Other Names
  • John Winans

View on SEC IAPD

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