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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-06-28
IL RA APPROVED 1998-02-06
  • TX RA
    APPROVED_RES
    Since 2010-06-28
  • IL RA
    APPROVED
    Since 1998-02-06

Branch Locations

510 North State Street, Litchfield, IL 62056 • United States

Litchfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Litchfield IL 09/2005 01/2021
Ameriprise Financial Service, Llc Litchfield IL 01/2021 Present
  • 09/2005 → 01/2021
    Ameriprise Financial Services, Inc.
    Litchfield, IL
  • 01/2021 → Present
    Ameriprise Financial Service, Llc
    Litchfield, IL
Other Businesses

Real Estate Ownership; Commercial; 510 N. State Street, , Litchfield, IL, 62056; Not Investment-Related; 04/01/1996. Board of Directors; City of Litchfield Economic Development Commission; Commissioner; 120 East Ryder, Litchfield IL 62056, ,; ; 06/15/2013; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Railroad Prototype Modelers ( RPM ); Model railroad enthusiasts from ALL over the U.S. and some from other countries, meet in any of 6 to 10 U.S. cities once per year, and enjoy the fellowship of enjoying building prototype model railroad buildings, trains, etc. These conferences have clinics, model train displays, trains and memorabilia for trading and buying/selling. Our group of 4 to 6 men, organize such an event in Collinsville, Ill. every summer for one weekend typically at the end of July. We have been fortunate to have over 300 attend those held in very recent times. We treat it as a not-for-profit meeting and have nothing to do with the sale of any railroad related items, we just organize it, and display our own models and attend the "how-to" clinics. I WANT TO ADD MY NAME TO THE RPM CHECKING ACCOUNT AS THEY NEED A SECOND SIGNATURE ON THE ACCOUNT.; 582 Arrowhead Lane, , Litchfield, IL, 62056; Not Investment-Related; 08/12/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-24
  • S63 Uniform Securities Agent State Law Examination
    1991-09-24

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