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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-16
SC RA APPROVED 2020-05-18
IL RA APPROVED 2018-04-18
  • TX RA
    APPROVED_RES
    Since 2021-03-16
  • SC RA
    APPROVED
    Since 2020-05-18
  • IL RA
    APPROVED
    Since 2018-04-18

Branch Locations

510 North State Street, Litchfield, IL 62056 • United States

Litchfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Litchfield IL 09/2016 03/2020
Siemens Ag Buffalo Grove IL 02/2003 09/2016
Ameriprise Financial Services, Llc Litchfield IL 03/2020 Present
  • 09/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Litchfield, IL
  • 02/2003 → 09/2016
    Siemens Ag
    Buffalo Grove, IL
  • 03/2020 → Present
    Litchfield, IL
Other Businesses

Business Ownership; Lindenwood Partners, LLC.; Owner. Entity created after practice takeover to pay ourselves, bills, employees, etc.; Financial Advisory Services; 510 N State St, , Litchfield, IL, 62056; Investment-Related; 10/09/2020; 60 hours per month; 60 during trading hours. Board of Directors; LCUSD#12; Board Member; 1100 Old Route 66, , Litchfield, IL, 62056; Not Investment-Related; 04/08/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lindenwood Partners, LLC; Owner - Entity created after practice takeover to pay ourselves, bills, employees, etc.; ; 510 N State St, , Litchfield, IL, 62056; Investment-Related; 10/09/2020; 60 hours per month; 60 during trading hours. Other Business Activities; Litchfield Youth Soccer Association; coach; 1100 S. State St.Litchfield, IL 62056, ,; Not Investment-Related; 06/01/2018; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2018-04-18

View on SEC IAPD

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