Chelsea Ann Woods

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 11/2016
  Wells Fargo Advisors Llc
  Mystic, CT
• 11/2016 → 09/2021
  Wells Fargo Clearing Services, Llc
  Mystic, CT
• 09/2021 → Present
  Stifel Nicolaus & Co Inc
  New York, NY

Previous Registrations

• 2017-04-17 → 2021-09-13
  Wells Fargo Clearing Services, Llc
  Mystic, CT
  New York, NY
  Palm Beach Gardens, FL

Other Businesses

1. AC Real Estate; 21 Bruggeman Court, Mystic, CT 06355; Old real estate holding company; Vice President; 10/12/2021; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related. 2. Arie-Chelsea Farms, Inc.; 21 Bruggeman Court, Mystic, CT 06355; Holding company for real estate; Vice President; 06/13/2023; 1 Hour per Quarter; Not during securities trading hours; Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-17