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Kevin Patrick Gavey

Ubs Financial Services Inc.

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-29
NY RA APPROVED 2022-07-18
  • TX RA
    APPROVED
    Since 2024-04-29
  • NY RA
    APPROVED
    Since 2022-07-18

Branch Locations

299 Park Avenue 8Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Trail Advisors New York NY 08/2015 08/2021
Clubfeast Inc. San Francisco CA 08/2021 05/2022
Ubs Financial Services Inc. New York NY 05/2022 Present
  • 08/2015 → 08/2021
    Summit Trail Advisors
    New York, NY
  • 08/2021 → 05/2022
    Clubfeast Inc.
    San Francisco, CA
  • 05/2022 → Present
    Ubs Financial Services Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2022-07-15

View on SEC IAPD

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