Best Investors Account Sign in

Tara Byrne Findlay

LPl Financial LLC

Johnson City, TN

CRD 6261687

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

2112 North Roan Street 8Th Floor, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Bank Johnson City TN 07/2013 03/2023
Ftb Advisors, Inc. Johnson City TN 07/2013 01/2021
First Horizon Advisors Johnson City TN 01/2021 Present
Lpl Financial Llc Johnson City TN 08/2025 Present
  • 07/2013 → 03/2023
    First Tennessee Bank
    Johnson City, TN
  • 07/2013 → 01/2021
    Ftb Advisors, Inc.
    Johnson City, TN
  • 01/2021 → Present
    First Horizon Advisors
    Johnson City, TN
  • 08/2025 → Present
    Johnson City, TN
Previous Registrations
  • 2020-12-18 → 2025-08-21
    First Horizon Advisors, Inc.
    Johnson City, TN
    Johnson City, TN
    Kingsport, TN
    Johnson City, TN
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 07/23/2025 - 160 hours per month/ during trading 2- 08/21/2025 - Jordan and Tara Findlay - Real Estate Rental - Owner - Investment Related - Jonesborough, TN - Start Date 01/01/2024 - 1 hour per month/ 0 hours during trading 3- 08/21/2025 - Jordan and Tara Findlay - Real Estate Rental - Owner - Investment Related - Jonesborough, TN - Start Date 01/01/2024 - 1 hour per month/ 0 hours during trading 4- 08/21/2025 - Jordan and Tara Findlay - Real Estate Rental - Owner - Investment Related - Johnson City, TN - Start Date 06/01/2020 - 1 hour per month/ 0 hours during trading 5- 08/21/2025 - Jordan and Tara Findlay - Real Estate Rental - Owner - Investment Related - Johnson City, TN - Start Date 11/01/2017 - 1 hour per month/ 0 hours during trading 6- 08/21/2025 - Jordan and Tara Findlay - Real Estate Rental - Owner - Investment Related - Johnson City, TN - Start Date 08/25/2025 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-11-18
  • S63 Uniform Securities Agent State Law Examination
    2013-11-18
Designations
  • Certified Financial Planner
Other Names
  • Byrne Lynne Tara
  • Tara Lynne Byrne

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Johnson City, TN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor