John Robert Borum

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 11/2016
  Wells Fargo Advisors Llc
  New York, NY
• 11/2016 → 02/2019
  Wells Fargo Clearing Services, Llc
  New York, NY
• 02/2019 → 09/2023
  First Republic Securities Company, Llc
  New York, NY
• 02/2019 → Present
  First Republic Investment Management, Inc.
  New York, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2019-02-15 → 2025-03-21
  J.P. Morgan Private Wealth Advisors Llc
  New York, NY
  New York, NY
  New York, NY
• 2015-08-10 → 2019-02-20
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
• 2014-04-01 → 2015-07-02
  Truist Investment Services, Inc.
  Chesapeake, VA
• 2014-02-07 → 2014-03-20
  Securian Financial Services, Inc.
  Midlothian, VA

Exams

• S66 Uniform Combined State Law Examination
  2013-12-23

Designations

• Certified Financial Planner

Other Names

• John Robert Borum
• John Robert Borum