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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-26
  • WA RA
    APPROVED
    Since 2022-01-26

Branch Locations

818 West Riverside Avenue Suite 150, Spokane, WA 99201-0916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Spokane WA 10/2013 02/2018
Td Ameritrade, Inc. Spokane WA 02/2018 12/2022
Td Ameritrade Investment Management, Llc Spokane WA 02/2018 12/2022
Charles Schwab Bank, Ssb Spokane WA 07/2022 Present
Charles Schwab & Co, Inc. Spokane WA 01/2022 Present
  • 10/2013 → 02/2018
    Scottrade
    Spokane, WA
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    Spokane, WA
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Spokane, WA
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Spokane, WA
  • 01/2022 → Present
    Spokane, WA
Previous Registrations
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Spokane, WA
    Spokane, WA
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    Spokane, WA
  • 2017-05-01 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-01
S63 Uniform Securities Agent State Law Examination 2014-04-08
  • S66 Uniform Combined State Law Examination
    2017-05-01
  • S63 Uniform Securities Agent State Law Examination
    2014-04-08
Other Names
  • Jared Ainley

View on SEC IAPD

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