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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-01-26 |
Branch Locations
818 West Riverside Avenue Suite 150, Spokane, WA 99201-0916 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Spokane | WA | 10/2013 | 02/2018 |
| Td Ameritrade, Inc. | Spokane | WA | 02/2018 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Spokane | WA | 02/2018 | 12/2022 |
| Charles Schwab Bank, Ssb | Spokane | WA | 07/2022 | Present |
| Charles Schwab & Co, Inc. | Spokane | WA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-08 |
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