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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-04 |
| NY | RA | APPROVED | 2026-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2017 | 11/2020 |
| Financial Recruiters, Llc. | Mountainside | NJ | 08/2016 | 01/2017 |
| Bank Of America, N.A. | New York | NY | 07/2017 | 11/2020 |
| Morgan Stanley Smith Barney Llc | New York | NY | 11/2020 | 04/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | 04/2026 |
| Wells Fargo Clearing Services, Llc | New York | NY | 05/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-28 |
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