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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2020-09-29
TX RA APPROVED_RES 2020-09-10
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2020-09-29
  • TX RA
    APPROVED_RES
    Since 2020-09-10

Branch Locations

20 Palmer Avenue, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 10/2014 06/2020
Hsbc Bank Usa, N.A. New York NY 10/2014 06/2020
Jpmorgan Chase Bank, N.A. Scarsdale NY 09/2020 Present
J.P. Morgan Securities Llc Scarsdale NY 09/2020 Present
Unemployed New York NY 07/2020 08/2020
  • 10/2014 → 06/2020
    New York, NY
  • 10/2014 → 06/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 09/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Scarsdale, NY
  • 09/2020 → Present
    Scarsdale, NY
  • 07/2020 → 08/2020
    Unemployed
    New York, NY
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 10/1/2017 ADDRESS: 343 APT 2R NEW YORK NY. DETAILS: OWNER RENTAL PROPERTY INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-06
  • S66 Uniform Combined State Law Examination
    2013-12-06
Other Names
  • Iris Wong

View on SEC IAPD

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