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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-19 |
| CA | RA | APPROVED | 2023-07-19 |
| CO | RA | APPROVED | 2023-07-19 |
| MO | RA | APPROVED | 2023-07-19 |
| NV | RA | APPROVED | 2023-07-19 |
| NM | RA | APPROVED | 2023-07-19 |
| SC | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED_RES | 2023-07-19 |
Branch Locations
303 Roma Ave Nw, Albuquerque, NM 87102 • United States
500 Dr Martin Luther Kind Jr Ave Ne, Albuquerque, NM 87102 • United States
2610 Main St Nw, Los Lunas, NM 87031 • United States
5228 Central Ave Sw, Albuquerque, NM 87105 • United States
5501 Jefferson Ne, Albuquerque, NM 87109 • United States
780 Juan Tabo Ne, Albuquerque, NM 87123 • United States
3735 Southern Blvd Se, Rio Rancho, NM 87124 • United States
6701 Academy Road Ne, Albuquerque, NM 87109 • United States
10050 Cooors Bypass, Nw, Albuquerque, NM 87114 • United States
Albuquerque, NM • United States
3733 Isleta Blvd Sw, Albuquerque, NM 87105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 10/2015 | 09/2018 |
| Bbva Securities Inc. | Albuquerque | NM | 09/2015 | 09/2018 |
| Compass Bank | Birmingham | AL | 07/2015 | 09/2018 |
| A Clean Environment Carpet Care | Los Lunas | NM | 07/2008 | 02/2019 |
| Bbva Wealth Solutions Inc. | Albuquerque | NM | 06/2016 | 09/2018 |
| Posh Night Club | Albuquerque | NM | 02/2017 | 08/2017 |
| Uber | San Francisco | CA | 07/2017 | 10/2022 |
| Bancwest Investment Services | Albuquerque | NM | 04/2019 | Present |
| Bank Of The West | Albuquerque | NM | 09/2018 | Present |
| Lpl Financial Llc | Albuquerque | NM | 07/2023 | Present |
1. 05/23/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-05 |
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