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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-07-19
CA RA APPROVED 2023-07-19
CO RA APPROVED 2023-07-19
MO RA APPROVED 2023-07-19
NV RA APPROVED 2023-07-19
NM RA APPROVED 2023-07-19
SC RA APPROVED 2023-07-19
TX RA APPROVED_RES 2023-07-19
  • AZ RA
    APPROVED
    Since 2023-07-19
  • CA RA
    APPROVED
    Since 2023-07-19
  • CO RA
    APPROVED
    Since 2023-07-19
  • MO RA
    APPROVED
    Since 2023-07-19
  • NV RA
    APPROVED
    Since 2023-07-19
  • NM RA
    APPROVED
    Since 2023-07-19
  • SC RA
    APPROVED
    Since 2023-07-19
  • TX RA
    APPROVED_RES
    Since 2023-07-19

Branch Locations

303 Roma Ave Nw, Albuquerque, NM 87102 • United States

500 Dr Martin Luther Kind Jr Ave Ne, Albuquerque, NM 87102 • United States

2610 Main St Nw, Los Lunas, NM 87031 • United States

5228 Central Ave Sw, Albuquerque, NM 87105 • United States

5501 Jefferson Ne, Albuquerque, NM 87109 • United States

780 Juan Tabo Ne, Albuquerque, NM 87123 • United States

3735 Southern Blvd Se, Rio Rancho, NM 87124 • United States

6701 Academy Road Ne, Albuquerque, NM 87109 • United States

10050 Cooors Bypass, Nw, Albuquerque, NM 87114 • United States

Albuquerque, NM • United States

3733 Isleta Blvd Sw, Albuquerque, NM 87105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Compass Insurance Agency, Inc. Austin TX 10/2015 09/2018
Bbva Securities Inc. Albuquerque NM 09/2015 09/2018
Compass Bank Birmingham AL 07/2015 09/2018
A Clean Environment Carpet Care Los Lunas NM 07/2008 02/2019
Bbva Wealth Solutions Inc. Albuquerque NM 06/2016 09/2018
Posh Night Club Albuquerque NM 02/2017 08/2017
Uber San Francisco CA 07/2017 10/2022
Bancwest Investment Services Albuquerque NM 04/2019 Present
Bank Of The West Albuquerque NM 09/2018 Present
Lpl Financial Llc Albuquerque NM 07/2023 Present
  • 10/2015 → 09/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 09/2015 → 09/2018
    Bbva Securities Inc.
    Albuquerque, NM
  • 07/2015 → 09/2018
    Compass Bank
    Birmingham, AL
  • 07/2008 → 02/2019
    A Clean Environment Carpet Care
    Los Lunas, NM
  • 06/2016 → 09/2018
    Bbva Wealth Solutions Inc.
    Albuquerque, NM
  • 02/2017 → 08/2017
    Posh Night Club
    Albuquerque, NM
  • 07/2017 → 10/2022
    Uber
    San Francisco, CA
  • 04/2019 → Present
    Bancwest Investment Services
    Albuquerque, NM
  • 09/2018 → Present
    Bank Of The West
    Albuquerque, NM
  • 07/2023 → Present
    Albuquerque, NM
Previous Registrations
  • 2019-04-25 → 2023-07-25
    Bancwest Investment Services, Inc.
    Albuquerque, NM
    Albuquerque, NM
    Rio Rancho, NM
    Albuquerque, NM
    Albuquerque, NM
    Los Lunas, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Omaha, NE
  • 2016-06-24 → 2018-09-12
    Pnc Managed Account Solutions, Inc.
    Albuquerque, NM
    Bernalillo, NM
    Albuquerque, NM
  • 2014-01-10 → 2015-06-19
    Albuquerque, NM
    Scottsdale, AZ
    Scottsdale, AZ
    Albuquerque, NM
Other Businesses

1. 05/23/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-05
  • S66 Uniform Combined State Law Examination
    2013-12-05
Other Names
  • Randall Silva
  • Dustin Silva
  • Randall D Silva
  • Randall D. Silva

View on SEC IAPD

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