Colin Michael Kramer

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 04/2017
  Waddell & Reed, Inc.
  Papillion, NE
• 09/2006 → Present
  Various Insurance Carriers For W&R Insurance Agencies
  Papillion, NE
• 04/2011 → Present
  Colin M Kramer, Llc
  Omaha, NE
• 05/2016 → Present
  Swp Re Holdings Llc
  Papillion, NE
• 04/2017 → Present
  Commonwealth Financial Network
  San Diego, CA

Previous Registrations

• 2006-07-26 → 2017-04-07
  Waddell & Reed
  Omaha, NE
  Papillion, NE

Other Businesses

1) Fixed insurance sales; Located at 105 S. Washington Street, Papillion, NE 68046, as of 04/2017; 1% time spent during business hours; Conducted at branch location; Investment related. 2) Owner of Colin M. Kramer, LLC, a private entity created for payroll and tax purposes. Not investment related. Conducted from branch location. 3) Part owner of SWP Real Estate Holdings, LLC, a private entity created for owning and operating branch office building, as well as for receiving rental income. Not investment related. Conducted from branch location. 4) Co-owner and managing member of Pathfinder Wealth Advisors, LLC, entity created to operate securities, advisory, and insurance businesses. Investment related. Conducted from branch location. 5) Co-owner, Fellas Investment Group, LLC, an entity created for the purpose of owning and renting farm property located at Road West I North, Brule, NE 69127, as of05/02/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2006-07-20

Other Names

• Colin Kramer