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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
NE RA APPROVED 2017-04-07
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • NE RA
    APPROVED
    Since 2017-04-07

Branch Locations

105 S. Washington St., Papillion, NE 68046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Papillion NE 03/2006 04/2017
Various Insurance Carriers For W&R Insurance Agencies Papillion NE 09/2006 Present
Colin M Kramer, Llc Omaha NE 04/2011 Present
Swp Re Holdings Llc Papillion NE 05/2016 Present
Commonwealth Financial Network San Diego CA 04/2017 Present
  • 03/2006 → 04/2017
    Waddell & Reed, Inc.
    Papillion, NE
  • 09/2006 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Papillion, NE
  • 04/2011 → Present
    Colin M Kramer, Llc
    Omaha, NE
  • 05/2016 → Present
    Swp Re Holdings Llc
    Papillion, NE
  • 04/2017 → Present
    San Diego, CA
Previous Registrations
  • 2006-07-26 → 2017-04-07
    Waddell & Reed
    Omaha, NE
    Papillion, NE
Other Businesses

1) Fixed insurance sales; Located at 105 S. Washington Street, Papillion, NE 68046, as of 04/2017; 1% time spent during business hours; Conducted at branch location; Investment related. 2) Owner of Colin M. Kramer, LLC, a private entity created for payroll and tax purposes. Not investment related. Conducted from branch location. 3) Part owner of SWP Real Estate Holdings, LLC, a private entity created for owning and operating branch office building, as well as for receiving rental income. Not investment related. Conducted from branch location. 4) Co-owner and managing member of Pathfinder Wealth Advisors, LLC, entity created to operate securities, advisory, and insurance businesses. Investment related. Conducted from branch location. 5) Co-owner, Fellas Investment Group, LLC, an entity created for the purpose of owning and renting farm property located at Road West I North, Brule, NE 69127, as of05/02/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-20
  • S66 Uniform Combined State Law Examination
    2006-07-20
Other Names
  • Colin Kramer

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