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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| NE | RA | APPROVED | 2017-04-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Papillion | NE | 03/2006 | 04/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Papillion | NE | 09/2006 | Present |
| Colin M Kramer, Llc | Omaha | NE | 04/2011 | Present |
| Swp Re Holdings Llc | Papillion | NE | 05/2016 | Present |
| Commonwealth Financial Network | San Diego | CA | 04/2017 | Present |
1) Fixed insurance sales; Located at 105 S. Washington Street, Papillion, NE 68046, as of 04/2017; 1% time spent during business hours; Conducted at branch location; Investment related. 2) Owner of Colin M. Kramer, LLC, a private entity created for payroll and tax purposes. Not investment related. Conducted from branch location. 3) Part owner of SWP Real Estate Holdings, LLC, a private entity created for owning and operating branch office building, as well as for receiving rental income. Not investment related. Conducted from branch location. 4) Co-owner and managing member of Pathfinder Wealth Advisors, LLC, entity created to operate securities, advisory, and insurance businesses. Investment related. Conducted from branch location. 5) Co-owner, Fellas Investment Group, LLC, an entity created for the purpose of owning and renting farm property located at Road West I North, Brule, NE 69127, as of05/02/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-20 |
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