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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-09 |
| NE | RA | APPROVED | 2017-04-07 |
Branch Locations
105 S. Washington St., Papillion, NE 68046 • United States
Venice, FL • United States
Omaha, NE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shultz Consulting | Omaha | NE | 10/2011 | Present |
| Waddell & Reed, Inc. | Omaha | NE | 05/2012 | 04/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Omaha | NE | 08/2012 | 04/2017 |
| D.M. Shultz & Associates Llc | Omaha | NE | 01/2015 | Present |
| Commonwealth Financial Network | Waltham | MA | 04/2017 | Present |
1) Fixed insurance sales. Investment related. Conducted from branch location. 2) Managing member and owner of DM Shultz & Associates, LLC, operating company for securities, advisory, and insurance businesses. Investment related. Conducted from branch location. 3) Managing member and part-owner of Pathfinder Wealth Advisors, LLC, entity set up to operate securities, advisory, and insurance businesses. Investment related. Conducted from branch location.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-24 |
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