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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NE RA APPROVED 2022-04-07
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NE RA
    APPROVED
    Since 2022-04-07

Branch Locations

105 S. Washington St., Papillion, NE 68046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Western Bank Bellevue NE 06/2017 04/2022
Cetera Investment Services Bellevue NE 06/2011 06/2017
Raymond James Financial Services, Inc. Bellevue NE 06/2017 04/2022
Raymond James Financial Services Advisors Inc. Bellevue NE 06/2017 04/2022
Great Western Investments & Insurance Bellevue NE 01/2019 01/2020
Commonwealth Financial Network San Diego CA 04/2022 Present
Pathfinder Wealth Advisors Papillion NE 04/2022 Present
  • 06/2017 → 04/2022
    Great Western Bank
    Bellevue, NE
  • 06/2011 → 06/2017
    Cetera Investment Services
    Bellevue, NE
  • 06/2017 → 04/2022
    Raymond James Financial Services, Inc.
    Bellevue, NE
  • 06/2017 → 04/2022
    Bellevue, NE
  • 01/2019 → 01/2020
    Great Western Investments & Insurance
    Bellevue, NE
  • 04/2022 → Present
    San Diego, CA
  • 04/2022 → Present
    Pathfinder Wealth Advisors
    Papillion, NE
Previous Registrations
  • 2017-06-19 → 2022-04-07
    Bellevue, NE
  • 2014-01-21 → 2017-06-13
    Bellevue, NE
  • 2011-06-22 → 2014-01-21
    Cetera Investment Services Llc
    Bellevue, NE
    Bellevue, NE
    Offutt Afb, NE
    Papillion, NE
    Omaha, NE
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Papillion, NE
  • 2003-10-31 → 2011-06-28
    Spectrum Capital, Llc
    Bellevue, NE
    Bellevue, NE
  • 2001-03-02 → 2003-08-29
    Omaha, NE
Other Businesses

1. Fixed insurance sales; as of 2/7/2022; 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, John Kelly Financial Services, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 5/12/2023; Less than 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-30
S63 Uniform Securities Agent State Law Examination 2000-09-08
  • S65 Uniform Investment Adviser Law Examination
    2000-11-30
  • S63 Uniform Securities Agent State Law Examination
    2000-09-08
Other Names
  • J. C. Kelly

View on SEC IAPD

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