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Heidi Beth Kipnis

Wells Fargo Clearing Services, LLC

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-25
TX RA APPROVED_RES 2016-06-22
  • CA RA
    APPROVED
    Since 2020-11-25
  • TX RA
    APPROVED_RES
    Since 2016-06-22

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na La Mesa CA 04/2009 Present
Wells Fargo Advisors Llc La Mesa CA 10/2013 11/2016
Wells Fargo Clearing Services, Llc La Mesa CA 11/2016 Present
  • 04/2009 → Present
    Wells Fargo Bank Na
    La Mesa, CA
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    La Mesa, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    La Mesa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2013-11-27
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2013-11-27
Other Names
  • Heidi Beth Kipnis

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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