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Zachary D Maxwell

Robert W. Baird & Co. Incorporated

New Hartford, NY

Sentry Park, PA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-15
TX RA APPROVED_RES 2018-12-19
FL RA APPROVED 2018-12-10
CA RA APPROVED 2018-12-07
  • NY RA
    APPROVED
    Since 2021-05-15
  • TX RA
    APPROVED_RES
    Since 2018-12-19
  • FL RA
    APPROVED
    Since 2018-12-10
  • CA RA
    APPROVED
    Since 2018-12-07

Branch Locations

555 French Rd, Building 2, New Hartford, NY 13413 • United States

4 Sentry Parkway Suite 102, Sentry Park, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M. Griffith Investment Services, Inc New Hartford NY 09/2013 12/2018
United Cerebrel Palsy Utica NY 08/2009 06/2018
Robert W. Baird New Hartford WI 12/2018 Present
  • 09/2013 → 12/2018
    M. Griffith Investment Services, Inc
    New Hartford, NY
  • 08/2009 → 06/2018
    United Cerebrel Palsy
    Utica, NY
  • 12/2018 → Present
    Robert W. Baird
    New Hartford, WI
Previous Registrations
  • 2014-05-13 → 2018-12-12
    M. Griffith Investment Services, Inc.
    New Hartford, NY
    New Hartford, NY
    New Hartford, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-02
  • S66 Uniform Combined State Law Examination
    2014-05-02
Other Names
  • Zachary Daniel Maxwell

View on SEC IAPD

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MML INVESTORS SERVICES, LLC · New Hartford, NY
LPL ENTERPRISE, LLC · NEW HARTFORD, NY
COMMONWEALTH FINANCIAL NETWORK · New Hartford, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · UTICA, NY
MORGAN STANLEY · Utica, NY
STRATEGIC FINANCIAL SERVICES · UTICA, NY
PARADIGM CONSULTING, INC. · UTICA, NY
OSAIC WEALTH, INC. · UTICA, NY

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