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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-27
CA RA APPROVED 2019-09-06
MD RA APPROVED 2019-09-06
  • TX RA
    APPROVED_RES
    Since 2023-06-27
  • CA RA
    APPROVED
    Since 2019-09-06
  • MD RA
    APPROVED
    Since 2019-09-06

Branch Locations

100 Front St Ci Business Controls, Worcester, MA 01608 • United States

Tempe, AZ • United States

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 04/2016 Present
Other Businesses

I*8762For profit or not for profit: Name of outside business organization: Air BNBInvestment related: Address of business: Tempe, Arizona 85282Nature of business: ,Position, title, association: , Start date of relationship: 9/15/2019Number of hours devoted: 8 hour(s) Number of hours devoted during trading hours: 0Duties:Status: APPRVD I* 1246247 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Doordash Investment related: no Address of business: Mesa, AZ, 85206 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 04/05/2023 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Driver/deliveries I*2569272, Entity Type,Entity For Profit,Entity Publicly Traded, Name of OBA: Uber Eats,Address:TempeArizona85282, Investment Related: NO,Position, Title, Association:Consultant/Independent Contractor, Employee Start Date :06/20/2025 No Hours:10 WEEKLY, No Hours during trading:0 Duties:Third Party Delivery Driver,Third Party Delivery Services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2019-09-05
Other Names
  • Jon Cohen

View on SEC IAPD

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