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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-27 |
| CA | RA | APPROVED | 2019-09-06 |
| MD | RA | APPROVED | 2019-09-06 |
Branch Locations
100 Front St Ci Business Controls, Worcester, MA 01608 • United States
Tempe, AZ • United States
2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 04/2016 | Present |
I*8762For profit or not for profit: Name of outside business organization: Air BNBInvestment related: Address of business: Tempe, Arizona 85282Nature of business: ,Position, title, association: , Start date of relationship: 9/15/2019Number of hours devoted: 8 hour(s) Number of hours devoted during trading hours: 0Duties:Status: APPRVD I* 1246247 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Doordash Investment related: no Address of business: Mesa, AZ, 85206 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 04/05/2023 Number of hours devoted: 10 weekly Number of hours devoted during trading hours: 0 Duties: Driver/deliveries I*2569272, Entity Type,Entity For Profit,Entity Publicly Traded, Name of OBA: Uber Eats,Address:TempeArizona85282, Investment Related: NO,Position, Title, Association:Consultant/Independent Contractor, Employee Start Date :06/20/2025 No Hours:10 WEEKLY, No Hours during trading:0 Duties:Third Party Delivery Driver,Third Party Delivery Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-05 |
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