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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2014-05-14
  • SC RA
    APPROVED
    Since 2014-05-14

Branch Locations

1185 Folly Road, Charleston, SC 29412 • United States

315 Folly Rd, Charleston, SC 29412 • United States

46 Broad Street, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
South Carolina Bank & Trust Charleston SC 05/2014 Present
Lpl Financial Llc Charleston SC 05/2014 Present
  • 05/2014 → Present
    South Carolina Bank & Trust
    Charleston, SC
  • 05/2014 → Present
    Charleston, SC
Other Businesses

(1) 05/27/2014: South State Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - 2440 Mall Drive, Charleston, SC 29406 - Start 06/30/2014 - 160 Hr/Mo; 130 Hour(s) During Securities Trading - DBA owned by South State Bank

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-10
  • S66 Uniform Combined State Law Examination
    2014-03-10

View on SEC IAPD

Other Firms

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