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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2014-05-14 |
Branch Locations
1185 Folly Road, Charleston, SC 29412 • United States
315 Folly Rd, Charleston, SC 29412 • United States
46 Broad Street, Charleston, SC 29401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Carolina Bank & Trust | Charleston | SC | 05/2014 | Present |
| Lpl Financial Llc | Charleston | SC | 05/2014 | Present |
(1) 05/27/2014: South State Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - 2440 Mall Drive, Charleston, SC 29406 - Start 06/30/2014 - 160 Hr/Mo; 130 Hour(s) During Securities Trading - DBA owned by South State Bank
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-10 |
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