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Gregory Vincent Mallia

Fortitude Advisory Group L.L.C.

New York, NY

CRD 6257387

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Employer firm

Fortitude Advisory Group L.l.c. CRD 116083

$468M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Fortitude Advisory Group L.L.C.

7195 Wagner Way Suite 104, Gig Harbor, WA 98335 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-04
  • NY RA
    APPROVED
    Since 2021-11-04

Branch Locations

420 Lexington Ave, Suite 1402, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prb Wealth Management New York NY 11/2013 Present
Lpl Financial, Llc New York NY 05/2016 Present
Private Advisor Group, Llc New York NY 12/2016 03/2017
Private Advisor Group, Llc Morristown NJ 03/2017 05/2019
Fortitude Advisory Group L.L.C. Gig Harbor WA 05/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-10
  • S66 Uniform Combined State Law Examination
    2017-03-10
Other Names
  • Greg Mallia
  • Gregory V Mallia

View on SEC IAPD

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