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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-11-09
  • MN RA
    APPROVED
    Since 2015-11-09

Branch Locations

104 Jefferson St S Box 311, Wadena, MN 56482 • United States

17 E Centennial 84 Dr Ste E, New York Mills, MN 56567 • United States

Wadena, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wadena MN 09/2013 03/2020
Ameriprise Financial Services, Llc Wadena MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 109 East Broadway, , Little Falls, MN, 56345; Not Investment-Related; 01/26/2022 / Lot/Land; 240th Street, , Hewitt, MN, 56453; Not Investment-Related; 05/01/2017. Business Ownership; RJG Services; Co-owner; Office Support/Administration; 38413 Front St, , Battle Lake, MN, 56515; Not Investment-Related; 01/26/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RJG Services, Inc.; Member - Manage operations and record keeping; ; 38414 Front St, , Battle Lake, MN, 56515; Investment-Related; 01/26/2022; 1 to 9 hours per month; 0 during trading hours / Self; N/A - Lawn Care; Lawn care; N/A, ,; Not Investment-Related; 05/15/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-01
  • S66 Uniform Combined State Law Examination
    2015-06-01

View on SEC IAPD

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