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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-27
MN RA APPROVED 2015-11-25
  • TX RA
    APPROVED_RES
    Since 2022-01-27
  • MN RA
    APPROVED
    Since 2015-11-25

Branch Locations

104 Jefferson St S Box 311, Wadena, MN 56482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Craig & Associates Wadena MN 02/2015 02/2022
Ameriprise Financial Services, Llc Wadena MN 02/2022 Present
Other Businesses

Real Estate Ownership; Commercial; 109 East Broadway, , Little Falls, MN, 56345; Not Investment-Related; 01/26/2022. Business Ownership; RJG Services Inc.; Co-owner; Office Support/Administration; 38413 Front St, , Battle Lake, MN, 56515; Not Investment-Related; 01/26/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Wadena Rotary Club; Board Member; 403 2nd Ave SE, , Wadena, MN, 56482; Not Investment-Related; 09/07/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Astera Health Foundation; Board Member; 421 11th St. NW, , Wadena, MN, 56482; Not Investment-Related; 08/12/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Share A Home, Inc; Board Member; 840 Sunnybrook Rd, , Wadena, MN, 56482; Investment-Related; 08/18/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; RJG Services, Inc; Member - Manage operations and record keeping.; ; 38413 Front St, , Battle Lake, MN, 56515; Investment-Related; 01/26/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-23
  • S66 Uniform Combined State Law Examination
    2015-11-23

View on SEC IAPD

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