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Robert William Beseman

LPl Financial LLC

Wadena, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-18
MN RA APPROVED 2017-11-29
NE RA APPROVED 2017-11-29
ND RA APPROVED 2017-11-29
  • TX RA
    APPROVED_RES
    Since 2019-10-18
  • MN RA
    APPROVED
    Since 2017-11-29
  • NE RA
    APPROVED
    Since 2017-11-29
  • ND RA
    APPROVED
    Since 2017-11-29

Branch Locations

409 Ash Ave. Nw Ste 1, Wadena, MN 56482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rotary Perham MN 10/2000 Present
Bni Perham MN 10/2003 Present
Investment Centers Of America, Inc. Wadena MN 10/2004 12/2019
Lpl Financial Llc Wadena MN 11/2017 Present
  • 10/2000 → Present
    Rotary
    Perham, MN
  • 10/2003 → Present
    Bni
    Perham, MN
  • 10/2004 → 12/2019
    Investment Centers Of America, Inc.
    Wadena, MN
  • 11/2017 → Present
    Wadena, MN
Previous Registrations
  • 2004-11-17 → 2017-11-29
    Investment Centers Of America, Inc.
    Wadena, MN
    Wadena, MN
    Long Prairie, MN
    Staples, MN
Other Businesses

1. 11/29/2017 - BIZWORKS - Not Investment Related - Other - PRESIDENT OF NETWORKING AND REFERRALS GROUP - AFTER DECEMBER 2017 MR. BESEMAN WILL BE A MEMBER OF THIS GROUP AND NO LONGER PRESIDENT OF THIS GROUP. 2. 12/21/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Planning, investments, and life insurance - start date 12/01/2017 - 2 hours per month during securities trading. 3. 1/15/2019 - Ottertail County Government - Not Investment Related - Home Based - Foster parent - Start Date: 02/01/2019 - 700 Hours Per Month/160 Hours During Securities Trading - Serve as a foster parent for Ottertail County Minnesota. 4. 6/23/2020 - Investment Center Advisor Group Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/01/2020 - 10 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-11
  • S66 Uniform Combined State Law Examination
    2003-11-11
Other Names
  • Bob Bill Beseman
  • Rob Will Beseman

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