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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-18 |
| MN | RA | APPROVED | 2017-11-29 |
| NE | RA | APPROVED | 2017-11-29 |
| ND | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rotary | Perham | MN | 10/2000 | Present |
| Bni | Perham | MN | 10/2003 | Present |
| Investment Centers Of America, Inc. | Wadena | MN | 10/2004 | 12/2019 |
| Lpl Financial Llc | Wadena | MN | 11/2017 | Present |
1. 11/29/2017 - BIZWORKS - Not Investment Related - Other - PRESIDENT OF NETWORKING AND REFERRALS GROUP - AFTER DECEMBER 2017 MR. BESEMAN WILL BE A MEMBER OF THIS GROUP AND NO LONGER PRESIDENT OF THIS GROUP. 2. 12/21/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Planning, investments, and life insurance - start date 12/01/2017 - 2 hours per month during securities trading. 3. 1/15/2019 - Ottertail County Government - Not Investment Related - Home Based - Foster parent - Start Date: 02/01/2019 - 700 Hours Per Month/160 Hours During Securities Trading - Serve as a foster parent for Ottertail County Minnesota. 4. 6/23/2020 - Investment Center Advisor Group Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/01/2020 - 10 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-11 |
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