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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-29 |
| MN | RA | APPROVED | 2014-02-04 |
Branch Locations
17 E Centennial 84 Dr Ste E, New York Mills, MN 56567 • United States
104 Jefferson St S Box 311, Wadena, MN 56482 • United States
Battle Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New York Mills | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New York Mills | MN | 03/2020 | Present |
Real Estate Ownership; Commercial; 109 East Broadway, , Little Falls, MN, 56345; Not Investment-Related; 12/02/2019. Business Ownership; RJG Services Inc.; Co-owner; Office Support/Administration; 38413 Front St, , Battle Lake, MN, 56515; Not Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RJG Services Inc.; Owner/President - Manage operations and record keeping; ; 38413 Front St, , Battle Lake, MN, 56515; Investment-Related; 01/01/2007; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-10 |
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