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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| ND | RA | APPROVED | 2025-01-01 |
| IA | RA | APPROVED | 2017-11-29 |
| MA | RA | APPROVED | 2017-11-29 |
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Perham | MN | 02/1998 | 11/2017 |
| Lpl Financial Llc | Perham | MN | 11/2017 | Present |
1) CALVARY LUTHERAN CHURCH - ENDOWMENT COMMITTEE MEMBER, INVOLVED IN DEVELOPING & DISBURSEMENT OF ENDOWMENT FUNDS. 2) PERHAM AREA SCHOLARSHIP FUND - TREASURER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-09 |
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