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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-09 |
| TX | RA | APPROVED | 2025-10-09 |
Branch Locations
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
5101 13Th Ave, Brooklyn , NY 11219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities,Llc | Brooklyn | NY | 06/2014 | 12/2019 |
| New York Life Ins Co. | Brooklyn | NY | 12/2013 | 12/2019 |
| Securities America Inc | Brooklyn | NY | 12/2019 | 06/2024 |
| Securities America Advisors | Brooklyn | NY | 12/2019 | 06/2024 |
| Osaic Wealth, Inc. | Brooklyn | NY | 06/2024 | 10/2025 |
| Wells Fargo Clearing Services, Llc ( | New York | NY | 10/2025 | Present |
1. NO NAME POSITION: none passive NATURE: real estate investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/02/2019 ADDRESS: 1214 EAST 29TH ST, BROOKLYN, NY 11210 DESCRIPTION: I only invest funds (usually once a year). I do not have any activities outside of investing. The hope is to receive return and profit on my investment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-20 |
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