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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-04 |
Branch Locations
2051 Long Prairie Road, Flower Mound, TX 75022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Fort Worth | TX | 10/2013 | 10/2018 |
| Uber | Fort Worth | TX | 04/2014 | 10/2018 |
| Tl Private Wealth | Southlake | TX | 10/2018 | 03/2019 |
| Microventure Marketplace Inc | Austin | TX | 01/2020 | 06/2020 |
| Unemployed | Grapevine | TX | 04/2019 | 12/2019 |
| J.P. Morgan Securities Llc | Flower Mound | TX | 12/2022 | Present |
| Hapax Capital Llc | Dallas | TX | 07/2020 | 09/2022 |
| Unemployed | Grapevine | TX | 11/2022 | 11/2022 |
| Jpmorgan Chase Bank, N.A. | Flower Mound | TX | 12/2022 | Present |
| Hapax Capital Llc | Dallas | TX | 07/2020 | 10/2022 |
| Td Ameritrade Invesemtn Management, Llc | Fort Worth | TX | 01/2015 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-18 |
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