Randy James Ward

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 10/2013 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 10/2013 → 06/2020
  Strategic Financial Partners
  Colorado Springs, CO
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Colorado Springs, CO
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 07/2020 → Present
  Everoak Wealth Co.
  Colorado Springs, CO

Previous Registrations

• 2013-10-23 → 2023-08-10
  Securian Financial Services, Inc.
  Colorado Springs, CO
  Anchorage, AK
  Colorado Springs, CO
  St. Paul, MN

Other Businesses

1.FIXED INSURANCE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2017 ADDRESS: MILLHAVEN, COLORADO SPRINGS CO 80908, UNITED STATES DESCRIPTION: COMPENSATION FROM PAST LIFE INSURANCE SALES; 2.EVEROAK WEALTH CO., LLC POSITION: PARTNER NATURE: DBA INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2020 ADDRESS: 7222 COMMERCE CENTER DR., SUITE 108, COLORADO SPRINGS CO 80919, UNITED STATES DESCRIPTION: EVEROAK WEALTH CO., LLC OPERATES AS A BRANCH OFFICE FOR FINANCIAL SERVICES; 3.ASH BROKERAGE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2020 ADDRESS: 888 S. HARRISON ST., SUITE 900, FORT WAYNE IN 46802, UNITED STATES DESCRIPTION: FIXED INSURANCE SALES BROKERAGE TO COMPARE ALL FIXED INSURANCE OPTIONS WHEN NEEDED FOR CLIENTS. 4. NAME OF OTHER BUSINESS: EVEROAK FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FOUNDATION, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP BOARD MEMEBER:, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF FOUNDATION ASSETS AND DETERMINING WHAT CAUSES/ORGANIZATIONS THE FOUNDATION DONATES TO; 5. NAME OF OTHER BUSINESS: EMMANNE MINISTRIES; INVESTMENT RELATED: NO; ADDRESS: 6834 S UNIVERSITY BLVD #158 CENTENNIAL, CO 80122; NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF MANAGEMENT AND OPERATIONS OF THE ORGANIZATION;

Exams

• S66 Uniform Combined State Law Examination
  2013-10-18

Designations

• Certified Financial Planner