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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • CO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

7222 Commerce Ctr Dr Ste 108, Colorado Springs, CO 80919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 10/2013 08/2023
Minnesota Life Insurance Co St Paul MN 10/2013 08/2023
Strategic Financial Partners Colorado Springs CO 10/2013 06/2020
Cetera Wealth Services, Llc Colorado Springs CO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Everoak Wealth Co. Colorado Springs CO 07/2020 Present
  • 10/2013 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 10/2013 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 10/2013 → 06/2020
    Strategic Financial Partners
    Colorado Springs, CO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Colorado Springs, CO
  • 08/2023 → Present
    Schaumburg, IL
  • 07/2020 → Present
    Everoak Wealth Co.
    Colorado Springs, CO
Previous Registrations
  • 2013-10-23 → 2023-08-10
    Securian Financial Services, Inc.
    Colorado Springs, CO
    Anchorage, AK
    Colorado Springs, CO
    St. Paul, MN
Other Businesses

1.FIXED INSURANCE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2017 ADDRESS: MILLHAVEN, COLORADO SPRINGS CO 80908, UNITED STATES DESCRIPTION: COMPENSATION FROM PAST LIFE INSURANCE SALES; 2.EVEROAK WEALTH CO., LLC POSITION: PARTNER NATURE: DBA INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2020 ADDRESS: 7222 COMMERCE CENTER DR., SUITE 108, COLORADO SPRINGS CO 80919, UNITED STATES DESCRIPTION: EVEROAK WEALTH CO., LLC OPERATES AS A BRANCH OFFICE FOR FINANCIAL SERVICES; 3.ASH BROKERAGE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2020 ADDRESS: 888 S. HARRISON ST., SUITE 900, FORT WAYNE IN 46802, UNITED STATES DESCRIPTION: FIXED INSURANCE SALES BROKERAGE TO COMPARE ALL FIXED INSURANCE OPTIONS WHEN NEEDED FOR CLIENTS. 4. NAME OF OTHER BUSINESS: EVEROAK FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FOUNDATION, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP BOARD MEMEBER:, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF FOUNDATION ASSETS AND DETERMINING WHAT CAUSES/ORGANIZATIONS THE FOUNDATION DONATES TO; 5. NAME OF OTHER BUSINESS: EMMANNE MINISTRIES; INVESTMENT RELATED: NO; ADDRESS: 6834 S UNIVERSITY BLVD #158 CENTENNIAL, CO 80122; NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF MANAGEMENT AND OPERATIONS OF THE ORGANIZATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-18
  • S66 Uniform Combined State Law Examination
    2013-10-18
Designations

View on SEC IAPD

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