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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
7222 Commerce Ctr Dr Ste 108, Colorado Springs, CO 80919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 10/2013 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 10/2013 | 08/2023 |
| Strategic Financial Partners | Colorado Springs | CO | 10/2013 | 06/2020 |
| Cetera Wealth Services, Llc | Colorado Springs | CO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Everoak Wealth Co. | Colorado Springs | CO | 07/2020 | Present |
1.FIXED INSURANCE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2017 ADDRESS: MILLHAVEN, COLORADO SPRINGS CO 80908, UNITED STATES DESCRIPTION: COMPENSATION FROM PAST LIFE INSURANCE SALES; 2.EVEROAK WEALTH CO., LLC POSITION: PARTNER NATURE: DBA INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 07/01/2020 ADDRESS: 7222 COMMERCE CENTER DR., SUITE 108, COLORADO SPRINGS CO 80919, UNITED STATES DESCRIPTION: EVEROAK WEALTH CO., LLC OPERATES AS A BRANCH OFFICE FOR FINANCIAL SERVICES; 3.ASH BROKERAGE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2020 ADDRESS: 888 S. HARRISON ST., SUITE 900, FORT WAYNE IN 46802, UNITED STATES DESCRIPTION: FIXED INSURANCE SALES BROKERAGE TO COMPARE ALL FIXED INSURANCE OPTIONS WHEN NEEDED FOR CLIENTS. 4. NAME OF OTHER BUSINESS: EVEROAK FOUNDATION, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FOUNDATION, START DATE: 04/2022, POSITION/TITLE/RELATIONSHIP BOARD MEMEBER:, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF FOUNDATION ASSETS AND DETERMINING WHAT CAUSES/ORGANIZATIONS THE FOUNDATION DONATES TO; 5. NAME OF OTHER BUSINESS: EMMANNE MINISTRIES; INVESTMENT RELATED: NO; ADDRESS: 6834 S UNIVERSITY BLVD #158 CENTENNIAL, CO 80122; NATURE OF BUSINESS: NON PROFIT; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF MANAGEMENT AND OPERATIONS OF THE ORGANIZATION;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-18 |
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