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329 12Th Ave Se Suite 106, Cedar Rapids, IA 52401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-11-01 |
Branch Locations
329 12Th Ave Se Suite 106, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 03/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2013 | 10/2023 |
| Cedar Point Capital Partners, Llc | Cedar Rapids | IA | 10/2023 | Present |
| Equitable Advisors, Llc | New York | NY | 04/2016 | 10/2023 |
1) TRE LLC; Investment-Related; 2468 Timberview Dr, Williamsburg, IA, 52361; Holding Company for Family Real Estate Holdings(s); Member/Manager; 09/2018, Less than 5 hours per month, 0 hours per month during Securities Trading Hours; General Administration. 2) Mount Mercy University Alumni Board; Not Investment-Related; 1330 Elmhurst Dr NE, Cedar Rapids, IA 52402; Non-Profit Organization (Higher Education); Board Member; 12/2019; Less than 5 hours per month; 0 hours per month during Securities Trading Hours; Support Strategic Initiatives & General Welfare. 3) Lutheran Interparish School; Not Investment-Related; 804 Court St, Williamsburg, IA 52361; Non-Profit Organization (Elementary Education); Board Member; 10/2021; Less than 5 hours per month; 0 hours per month during Securities Trading Hours; Support Strategic Initiatives & General Welfare.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-02 |
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