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1110 W. Lake Cook Road Suite 265B, Buffalo Grove, IL 60089 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-03-07 |
Branch Locations
1110 W. Lake Cook Road Suite 265B, Buffalo Grove, IL 60089 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Journey Financial Group | Buffalo Grove | IL | 09/2013 | Present |
| Osaic Wealth, Inc. | Buffalo Grove | IL | 05/2015 | Present |
1) NOTARY PUBLIC; POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/08/2018; ADDRESS: 1110 W Lake Cook Rd, Unit 268B, Buffalo Grove IL 60089, United States; DESCRIPTION: Provide Notary Public services to existing clients in the firm at no charge. 2) JOURNEY FINANCIAL GROUP INC POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 96 START DATE: 05/19/2016 ADDRESS: 1110 W Lake Cook Rd, Suite 265B, Buffalo Grove IL 60089, United States DESCRIPTION: Assistance to financial advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-04-29 |
| S65 | Uniform Investment Adviser Law Examination | 2014-04-14 |
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