Michael Zaccaro Jr

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 12/2015 → 06/2023
  Bank Of America, N.A.
  New York, NY
• 06/2023 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2016-05-03 → 2023-06-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*85131 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EAGLE HEALTH AND HOSPITALITY INVESTORS, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NEWTOWN, CONNECTICUT 6470 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM A LIMITED PARTNER (MEMBER) IN EAGLE HEALTH AND HOSPITALITY INVESTORS WHICH IS AN INVESTMENT VEHICLE FOR HOSPITALITY PROJECTS INCLUDING A HOTEL AND RESTAURANT. I HAVE NO ACTIVE ROLE IN MANAGEMENT. I*85173 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ASHDOWN MN INVESTMENTS, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: NEWTOWN, CONNECTICUT 6470 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 3/15/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS ENTITY IS WAS ESTABLISHED TO OWN REAL ESTATE IN PARK CITY UTAH. I AM A LIMITED PARTNER (MEMBER) IN THIS ENTITY WITH NO ACTIVE ROLE.

Exams

• S66 Uniform Combined State Law Examination
  2016-05-02

Other Names

• Michael J Zaccaro