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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-07 |
Branch Locations
15 Independence Boulevard Suite 410, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 01/2022 | 08/2022 |
| Wells Fargo Private Bank | Princeton | NJ | 06/2016 | 11/2017 |
| Portfolio Evaluations, Inc. | Warren | NJ | 11/2017 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2022 | 09/2024 |
| Capfinancial Partners, Llc (Captrust) | Raleigh | NC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-17 |
| S65 | Uniform Investment Adviser Law Examination | 2005-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-21 |
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