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Patrick Oscar Shreve

Ameriprise Financial Services, LLC

Baton Rouge, LA

St Gabriel, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-29
LA RA APPROVED 2016-02-12
  • TX RA
    APPROVED_RES
    Since 2019-10-29
  • LA RA
    APPROVED
    Since 2016-02-12

Branch Locations

6719 Perkins Rd, Baton Rouge, LA 70808-4297 • United States

St Gabriel, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Baton Rouge LA 12/2015 03/2020
Ameriprise Financial Services, Llc Baton Rouge LA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 841 Gentle Wind Dr, , Baton Rouge, LA, 70820; Investment-Related; 06/01/2023. Business Ownership; 520 Ventures LLC; Co-owner; Real Estate; 225 S Club Ave , , St. Gabriel , LA, 70776; Not Investment-Related; 06/01/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-12
S63 Uniform Securities Agent State Law Examination 2014-02-21
  • S65 Uniform Investment Adviser Law Examination
    2016-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-02-21
Other Names
  • Patrick Oscar Shreve, Jr
  • Patrick Oscar Shreve Jr

View on SEC IAPD

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Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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