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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2023-06-06 |
| TX | RA | APPROVED | 2022-09-01 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Salt Lake City | UT | 08/2015 | 06/2022 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 06/2022 |
| E*Trade Securities Llc | Sandy | UT | 07/2022 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 07/2022 | Present |
| Morgan Stanley | Sandy | UT | 08/2022 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
OAA#: 56074 | Org Name:Professional Mixed Martial Arts | Org Addr:Salt Lake City, UT, US | Nature of Bus:Payed Mixed Martial Arts Competition | Invst Rel:N | Title:Professional Fighter | Duties:Perform in upcoming Mixed Marital Arts competitions. | Start Dt:09/21/2018 | Total Hrs p/m:5 | Sec Trdng Hrs p/m:0 *526338 - Feirce Fighting Championship; Investment related:No; North Salt Lake, Utah; Recreation; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 15; Athlete
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-13 |
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