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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
AL RA APPROVED 2025-09-02
  • LA RA
    APPROVED
    Since 2025-09-05
  • AL RA
    APPROVED
    Since 2025-09-02

Branch Locations

4357 Old Shell Rd, Mobile, AL 36608 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mobile AL 12/2014 11/2021
Bank Of America, N.A. Mobile AL 10/2015 11/2021
Raymond James & Associates, Inc Mobile AL 11/2021 09/2025
Integrity Alliance, Llc Mobile AL 09/2025 Present
Previous Registrations
Other Businesses

22nd State Wealth Management; Investment Related; 4357 Old Shell Rd, Mobile, AL 36608; DBA for securities; RR/IAR; 09/02/2025; 160 hours per month; 130 hours during security hours; Financial and Investment Services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-31
  • S66 Uniform Combined State Law Examination
    2015-10-31
Other Names
  • Stephen B Thompson
  • Stephen Benton Thompson

View on SEC IAPD

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