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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-08
  • CA RA
    APPROVED
    Since 2023-02-08

Branch Locations

655 W Broadway 12Th Fl, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 09/2013 08/2018
First Allied Advisory Services, Inc Chesterfield MO 08/2015 08/2018
Pacific Wealth Strategies Group, Inc. Porterville CA 01/2017 08/2018
First Allied Securities, Inc. San Diego CA 12/2018 09/2022
Unemployed Porterville CA 08/2018 12/2018
First Allied Advisory Services, Inc. San Diego CA 12/2018 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc San Diego CA 09/2022 Present
Cetera Wealth Services, Llc El Segundo CA 02/2022 Present
  • 09/2013 → 08/2018
    First Allied Securities, Inc.
    San Diego, CA
  • 08/2015 → 08/2018
    First Allied Advisory Services, Inc
    Chesterfield, MO
  • 01/2017 → 08/2018
    Porterville, CA
  • 12/2018 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 08/2018 → 12/2018
    Unemployed
    Porterville, CA
  • 12/2018 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    San Diego, CA
  • 02/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
Other Businesses

REAL ESTATE LICENSE; PART TIME; AS NEEDED; 1 HOUR A MONTH; AGENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
  • S66 Uniform Combined State Law Examination
    2015-07-02

View on SEC IAPD

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