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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-29 |
| TX | RA | APPROVED | 2024-08-29 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4747 Executive Drive Suite 1340, San Diego, CA 92121 • United States
4747 Executive Dr. Ste 1340, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 09/2013 | 07/2020 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 08/2020 | 09/2021 |
| Rbc Capital Markets, Llc | La Jolla | CA | 09/2021 | 08/2024 |
| Lpl Financial Llc | San Diego | CA | 08/2024 | Present |
1- 08/2024 / Notary / Investment Related / 1 hrs mnth / 1 hrs during trading / start 10/02/2022 2- 08/2024 / Design Wealth / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading 3- 08/2024 / Real Estate Rental / Investment Related / start 04/01/2022 4- 08/2024 / Real Estate Rental/ Investment Related / start 02/01/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-20 |
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