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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-12-27
  • VA RA
    APPROVED
    Since 2016-12-27

Branch Locations

7526 Carrollton Pike, Galax, VA 24333 • United States

Galax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Galax VA 02/2015 03/2020
Ameriprise Financial Services, Llc Galax VA 03/2020 Present
Other Businesses

Business Ownership; Midway Food Mart Inc.; ; Retail; 7517 Carrollton Pike Galax VA 24333, ,; Not Investment-Related; 01/09/2017; 1 to 9 hours per month; 0 during trading hours / Edwards&Associates Inc.; ; Legal entity to pay payroll, bills etc.. to financial planning practice.; 7526 Carrollton Pike Galax VA 24333, ,; Investment-Related; 01/09/2017; 0 hours per month; 0 during trading hours / Majestic Enterprises Inc.; ; Rental Properties; 7511 Carrollton Pike Galax VA 24333, ,; Not Investment-Related; 04/25/2017; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-22
  • S66 Uniform Combined State Law Examination
    2016-02-22

View on SEC IAPD

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