Jacqueline F Vaughan

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2020-10-12

VA RA
APPROVED

Since 2020-10-12

Branch Locations

115 N Monroe St, Galax, VA 24333-2821 • United States

Galax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc	Galax	VA	01/2012	03/2020
Ameriprise Financial Services, Llc	Galax	VA	03/2020	Present

01/2012 → 03/2020

Ameriprise Financial Services, Inc

Galax, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Galax, VA

Other Businesses

Real Estate Ownership; Lot/Land; Pipers Gap Rd, , Galax, VA, 24333; Not Investment-Related; 08/01/2017. Outside Employment; Monroe St LLC; EMPLOYEE; Holding Company for Ameriprise Franchise to receive income.; 115 NORTH MONROE ST , , GALAX, VA, 24333; Investment-Related; 05/28/2019; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-25

S66 Uniform Combined State Law Examination

2019-11-25

Other Names

Jackie F Vaughan
Jacqueline Frost Vaughan

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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