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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-10-03
  • VA RA
    APPROVED
    Since 2022-10-03

Branch Locations

115 N Monroe St, Galax, VA 24333-2821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Galax VA 03/2021 Present
Milo C. Cockerham, Inc. Galax VA 06/2013 03/2021
Other Businesses

Outside Employment; Monroe St, LLC; Advisor; Holding company for Ameriprise Franchise to receive income.; 115 N Monroe St, , Galax, VA, 24333; Investment-Related; 09/09/2023; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-01
  • S66 Uniform Combined State Law Examination
    2022-10-01

View on SEC IAPD

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