Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-04
VA RA APPROVED 2019-05-02
  • TX RA
    APPROVED_RES
    Since 2023-08-04
  • VA RA
    APPROVED
    Since 2019-05-02

Branch Locations

115 N Monroe St, Galax, VA 24333-2821 • United States

Galax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skyline National Bank Galax VA 02/2005 04/2019
Infinex Investments, Inc. Galax VA 06/2008 04/2017
Invest Financial Corp Tampa FL 05/2017 04/2019
Lpl Financial Llc Galax VA 02/2018 04/2019
Ameriprise Financial Services, Inc Galax VA 04/2019 03/2020
Ameriprise Financial Services, Llc Galax VA 03/2020 Present
  • 02/2005 → 04/2019
    Skyline National Bank
    Galax, VA
  • 06/2008 → 04/2017
    Infinex Investments, Inc.
    Galax, VA
  • 05/2017 → 04/2019
    Invest Financial Corp
    Tampa, FL
  • 02/2018 → 04/2019
    Galax, VA
  • 04/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Galax, VA
  • 03/2020 → Present
    Galax, VA
Previous Registrations
  • 2018-02-14 → 2019-05-10
    Galax, VA
  • 2017-05-01 → 2018-02-14
    Invest Financial Corporation
    Galax, VA
    Galax, VA
    Floyd, VA
    Appleton, WI
  • 2008-06-04 → 2017-05-01
    Galax, VA
Other Businesses

Real Estate Ownership; Single Family; 312 Front St, , Galax, VA, 24333; Not Investment-Related; 07/24/2026. Independent Insurance Brokering; The Standard; 05/01/2019; Fixed Annuity. Business Ownership; Monroe Street, LLC; Co-owner; Manage Ameriprise Business; 115 N Monroe St, , Galax, VA, 24333; Investment-Related; 01/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Twin County Community Foundation; Board Member; 200 Hospital Dr, , Galax, VA, 24333; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours / Blue Ridge Country Club; President; 211 Blue Ridge Country Club Ln, , Galax, VA, 24333; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Monroe St, LLC; Co-owner; Holding company for Ameriprise Franchise to receive income.; 115 N Moroe St, , Galax, VA, 24333; Investment-Related; 05/02/2019; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-03
S63 Uniform Securities Agent State Law Examination 2002-04-04
  • S65 Uniform Investment Adviser Law Examination
    2008-06-03
  • S63 Uniform Securities Agent State Law Examination
    2002-04-04
Other Names
  • Douglas Morgan

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Galax, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor