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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-04 |
| VA | RA | APPROVED | 2019-05-02 |
Branch Locations
115 N Monroe St, Galax, VA 24333-2821 • United States
Galax, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Skyline National Bank | Galax | VA | 02/2005 | 04/2019 |
| Infinex Investments, Inc. | Galax | VA | 06/2008 | 04/2017 |
| Invest Financial Corp | Tampa | FL | 05/2017 | 04/2019 |
| Lpl Financial Llc | Galax | VA | 02/2018 | 04/2019 |
| Ameriprise Financial Services, Inc | Galax | VA | 04/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Galax | VA | 03/2020 | Present |
Real Estate Ownership; Single Family; 312 Front St, , Galax, VA, 24333; Not Investment-Related; 07/24/2026. Independent Insurance Brokering; The Standard; 05/01/2019; Fixed Annuity. Business Ownership; Monroe Street, LLC; Co-owner; Manage Ameriprise Business; 115 N Monroe St, , Galax, VA, 24333; Investment-Related; 01/01/2025; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Twin County Community Foundation; Board Member; 200 Hospital Dr, , Galax, VA, 24333; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours / Blue Ridge Country Club; President; 211 Blue Ridge Country Club Ln, , Galax, VA, 24333; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Monroe St, LLC; Co-owner; Holding company for Ameriprise Franchise to receive income.; 115 N Moroe St, , Galax, VA, 24333; Investment-Related; 05/02/2019; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-04 |
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